Investors should carefully read sales literature, prospectuses, and/or other offering documents before investing or sending money.
Investors should recognize all investments have inherent risks involved. As such, investments have the potential to lose money.
Investors should understanding the key relationship between risk and return.
If seeking investment advice, imparting information is part of the exchange. Being upfront with your financial status, goals, and risk tolerance will ensure that appropriate recommendations are provided.
Investors should notify us of any significant changes in their financial situation, including risk tolerance, liquidity needs, income, or investment objectives
Investors should review their portfolio holdings on a regular basis.
Investors should promptly bring problems or questions concerning their accounts to the attention of their financial advisor.
Investors choosing automated channels for their trading needs independent of their financial advisor (Internet or telephone) are fully responsible for their own investment choices.
Investors should carefully consider the validity and reliability of investment information obtained from all sources, especially unsolicited information over the Internet.
